Compliance Specialist

Job Title: Compliance Specialist
Contract Type: Permanent
Location: Singapore
Salary: S$60000.00 - S$720000.00 per annum
Reference: JN -092020-452976
Contact Name: Rinku Saraf
Contact Email:
Job Published: October 02, 2020 11:02

Job Description


  • Implement, review and update compliance process & policies for the APAC
  • Implementing and managing risk and compliance monitoring program in line with local and international standards
  • Responsible for internal compliance policy review, including ongoing assessments, assisting with compliance review of operational teams, internal audit reviews and ongoing or ad hoc reviews
    • Produce accurate and timely audit reports for both regular scheduled audits and ad hoc audits when required
    • Communicate findings of the audits in a concise and comprehensive manner to non-lawyers in order to enable understanding of risks.
  • Provide regulatory advice on case by case basis to client relationship teams
  • Ensure relevant business documents are maintained, updated in line with regulatory changes
  • Responsible for assisting in updating the regulatory risk & maintaining an issues log in order to review issues and work with the management team to recommend routes for improvement.
  • Work closely with the senior management and business / functional stakeholders to ensure compliance and regulatory risks are effectively identified, assessed and managed
  • Assist the Senior Legal & Compliance Counsel in the day to day activities
  • Other Ad hoc task as assigned


  • At least 3 years' experience in compliance and regulatory work
  • Relevant work experience dealing with compliance and risk - deep experience of risk management and regulatory frameworks
  • Experience in managing challenging internal stakeholders
  • Excellent listening and communication skills
  • Ability to identify potential risks and motivated to investigate further in order to confirm whether or not there is a risk.
  • Proven problem solving, influencing, communication and relationship management skills, building relationships outside of area of function
  • Expertise and proven experience in leading teams and a passion for managing people

Argyll Scott Singapore Pte Ltd
EA License No. 16S8105
Rinku Goenka
EA Reg No: R1982285

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